Foreside Financial Group

Foreside Financial Group

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Foreside provides innovative compliance and distribution solutions tailored for investment management firms. Operating within the financial services sector, Foreside serves mutual funds, ETFs, and other institutional investors. The company leverages its deep regulatory expertise and cutting-edge technology to help clients navigate complex regulatory environments, ensuring operational efficiency and growth. Foreside's business model is platform-based, offering a suite of services that automate and simplify compliance and distribution processes. This model is designed to scale with clients as they grow, providing customized advice and best-in-class technology to drive business forward. By working closely with regulators, Foreside has been able to shift regulatory requirements, exemplified by the Foreside Letter, which permits the use of pre-inception performance data in institutional communications. This proactive approach not only meets the increasing demand for transparency but also positions Foreside as a catalyst for innovation in the investment management space.

Keywords: compliance, distribution, investment management, mutual funds, ETFs, regulatory expertise, technology, operational efficiency, scalability, innovation, transparency.

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Investments by Foreside Financial Group

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ACA Group
ACQUISITION Jan 2018
Capital Markets Compliance
ACQUISITION by Foreside Financial Group Jan 2021
Golden Bear Consulting Group
ACQUISITION by Foreside Financial Group Jun 2021
Hardin Compliance Consulting
ACQUISITION by Foreside Financial Group Jun 2021
Alaric Compliance Services
ACQUISITION by Foreside Financial Group Dec 2021
Cipperman Compliance Services
ACQUISITION by Foreside Financial Group Apr 2022